SUSAN K ROTH is an investment adviser representative (IAR) with state registration records since 1998, appearing at 7 firms. Currently registered with ESSEX FINANCIAL SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| ESSEX FINANCIAL SERVICES, INC. | 2024-04-30 | present | Yes |
| COMMONWEALTH EQUITY SERVICES, LLC | 2019-04-11 | 2024-04-22 | — |
| CFO CAPITAL MANAGEMENT, LLC | 2019-01-30 | 2019-03-20 | — |
| PLANMEMBER SECURITIES CORPORATION | 2015-09-18 | 2017-01-05 | — |
| WESTPORT RESOURCES MANAGEMENT INC | 2012-06-11 | 2015-06-11 | — |
| KESTRA INVESTMENT SERVICES, LLC | 2011-05-12 | 2011-12-01 | — |
| WESTPORT RESOURCES MANAGEMENT INC | 2005-04-20 | 2011-05-13 | — |
| UBS FINANCIAL SERVICES INC. | 1998-08-24 | 2002-06-13 | — |