DIANE KATHLEEN CASE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with CASE, DIANE.
| Firm | From | To | Current |
|---|---|---|---|
| CASE, DIANE | 2017-04-18 | present | Yes |
| GRADIENT ADVISORS, LLC | 2015-10-06 | 2016-12-31 | — |
| EQUITY SERVICES, INC. | 2008-04-18 | 2012-12-31 | — |
| SOUTHEAST INVESTMENTS, N.C. INC | 2007-04-26 | 2007-12-31 | — |
| INVESTORS CAPITAL CORP. | 2005-06-16 | 2006-12-31 | — |
| EASTERN POINT ADVISORS INC. | 2002-05-07 | 2005-06-16 | — |