JAMES ARTHUR BAKER is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2020-12-04 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2020-11-12 | 2020-11-30 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2014-11-03 | 2020-11-12 | — |
| NEW ENGLAND SECURITIES | 2012-03-06 | 2014-11-10 | — |
| OSAIC FS, INC. | 2002-02-22 | 2003-12-31 | — |