Robert Maurice Surprenant

Robert Maurice Surprenant is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (8)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2021-01-08presentYes
QUESTAR ASSET MANAGEMENT, INC.2018-03-022018-03-16
SANTANDER SECURITIES LLC2012-09-262021-01-14
LPL FINANCIAL LLC2011-09-202012-09-19
WADDELL & REED2010-11-112011-08-04
WELLS FARGO CLEARING SERVICES, LLC2009-04-302010-11-15
MSI FINANCIAL SERVICES, INC.2007-04-132009-05-01
VALIC FINANCIAL ADVISORS, INC.2006-01-122006-07-06

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