JAMES GILBERT CARROLL is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with EQUITABLE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| EQUITABLE ADVISORS, LLC | 2024-05-22 | present | Yes |
| TRUIST ADVISORY SERVICES, INC. | 2016-09-21 | 2024-05-28 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2014-11-17 | 2016-12-31 | — |
| STRATEGIC ADVISERS LLC | 2013-05-15 | 2014-07-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-03-13 | 2013-03-12 | — |
| CHARLES SCHWAB & CO., INC. | 2010-03-29 | 2012-01-17 | — |
| NEW ENGLAND SECURITIES | 2009-09-18 | 2010-03-09 | — |
| UBS FINANCIAL SERVICES INC. | 2003-01-06 | 2009-05-13 | — |