CAROL ANN SCHMIDLIN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with PROSPERITY CAPITAL ADVISORS.
| Firm | From | To | Current |
|---|---|---|---|
| PROSPERITY CAPITAL ADVISORS | 2023-06-16 | present | Yes |
| J. W. COLE ADVISORS, INC. | 2019-04-22 | 2023-06-26 | — |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | 2013-01-09 | 2019-04-24 | — |
| SIGMA PLANNING CORPORATION | 2011-10-24 | 2012-12-31 | — |
| CADARET, GRANT & CO., INC. | 1998-01-05 | 2011-10-24 | — |