RICHARD ALLEN CEFFALIO is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with NEWEDGE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NEWEDGE ADVISORS, LLC | 2019-11-19 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-11-02 | 2019-12-06 | — |
| UBS FINANCIAL SERVICES INC. | 2008-10-03 | 2012-11-12 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2008-10-09 | — |
| A. G. EDWARDS & SONS, INC. | 2000-12-26 | 2008-01-01 | — |