DENA KATE SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2025-08-06 | present | Yes |
| LPL FINANCIAL LLC | 2023-08-31 | 2025-08-22 | — |
| WELLS FARGO INVESTMENTS, LLC | 2004-08-31 | 2009-04-28 | — |
| MUTUAL SERVICE CORPORATION | 2001-09-06 | 2003-03-31 | — |