STEPHEN RICHARD SMITH is an investment adviser representative (IAR) with state registration records since 2000, appearing at 8 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2017-04-24 | present | Yes |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | 2016-02-16 | 2017-03-16 | — |
| ALLSTATE FINANCIAL ADVISORS, LLC | 2015-08-26 | 2016-01-26 | — |
| CETERA INVESTMENT ADVISERS LLC | 2014-01-21 | 2015-08-14 | — |
| CETERA INVESTMENT SERVICES LLC | 2013-04-15 | 2014-01-21 | — |
| BB&T INVESTMENT SERVICES, INC. | 2010-10-06 | 2013-04-01 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-05-27 | 2010-09-13 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2003-06-13 | 2009-10-10 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2000-08-10 | 2003-06-12 | — |