Alan David Katz is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-02-20 | present | Yes |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2018-10-08 | 2025-02-20 | — |
| SIGNATOR INVESTORS, INC. | 2016-05-13 | 2018-10-15 | — |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2009-09-04 | 2016-05-13 | — |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 2009-07-17 | 2009-09-04 | — |
| AMERITAS INVESTMENT COMPANY, LLC | 2005-09-22 | 2009-07-10 | — |
| HORNOR, TOWNSEND & KENT, LLC | 2004-06-25 | 2005-03-23 | — |