TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC. of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 3600). Regulatory assets under management: $446.4M.

Registration

Officers, owners & control persons (28)

Showing 25 of 28 people.

NameRoleLocation
DUDLEY MICHAEL PATRICKCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CROP; CROP (+1 more)
WAGLEY RONALD FRANKLINDIRECTOR
CANETE MARY ANTHONYASSISTANT TREASURER
BROWN SANDRA CHAPPELLCHAIRPERSON OF THE BOARD; CHIEF OPERATING OFFICER, CHAIRPERSON OF THE BOARD & DIRECTOR; PRESIDENT (+4 more)
CHUANG GEORGE CHUWANGPRESIDENT, DIRECTOR; SENIOR VICE PRESIDENT & TREASURER; VICE PRESIDENT & TREASURER
KILBANE KENNETH PATRICKDIRECTOR
TATE WILLIAM HARTWELLDIRECTOR
LAKE MARK TERENCEVICE PRESIDENT
SHAW CHRISTOPHER WILLIAMACTING CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; VICE PRESIDENT & ACTING CHIEF COMPLIANCE OFFICER & SECRETARY (+1 more)
HARVEY MICHELLE LEESROP; SROP, ASSISTANT VICE PRESIDENT
TRIVERS DAN SHANESENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER; VICE PRESIDENT
ALLEN PAMELA YVONNECROP
GOK LISA ANNEVICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
NAGY NAOMI ANNECROP & VICE PRESIDENT; SROP; SROP & VICE PRESIDENT (+3 more)
VELOSO ROBERT FLORENDOSROP
CLARK MATTHEW ROBERTDIRECTOR
FLEWELLEN JAMES MARTINDIRECTOR
ARMSTRONG ROBERT WESTONSECRETARY
PAUL JEROME EDWARDSENIOR VICE PRESIDENT; VICE PRESIDENT
CLARK RDIRECTOR
RIDER KERRY KEARNSSECRETARY
MACDONALD KAREN ODIRECTOR
TRIVERS DAN SVICE PRESIDENT
CANETE MARYASSISTANT TREASURER
CANEVA DANIEL CESARCROP; SECRETARY; SECRETARY, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CROP (+1 more)

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