CHARLES DOUGLAS HARTLEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | 2024-02-28 | present | Yes |
| B. RILEY WEALTH ADVISORS, INC. | 2022-08-22 | 2024-03-04 | — |
| B. RILEY WEALTH MANAGEMENT | 2020-10-09 | 2022-12-31 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2013-02-01 | 2020-10-13 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-01-02 | 2013-02-04 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2002-05-01 | 2009-01-02 | — |