WILLIAM DALE GRIFFIN

WILLIAM DALE GRIFFIN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (5)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2015-03-20presentYes
BARCLAYS CAPITAL INC.2009-01-212015-04-09
LEHMAN BROTHERS INC.2004-01-122008-10-15
BANC OF AMERICA INVESTMENT SERVICES, INC.2003-08-182004-01-13
BANC OF AMERICA SECURITIES LLC1998-01-212003-08-20

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