JAMES PARKER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-03-21 | present | Yes |
| SORRENTO PACIFIC FINANCIAL, LLC | 2012-08-23 | 2013-08-01 | — |
| PARTNERVEST ADVISORY SERVICES LLC | 2007-05-31 | 2012-07-16 | — |
| CITICORP INVESTMENT SERVICES | 2006-06-27 | 2007-04-10 | — |
| UBS FINANCIAL SERVICES INC. | 2001-05-22 | 2006-08-01 | — |