CATERINA F FERRARO is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with D.A. DAVIDSON & CO..
| Firm | From | To | Current |
|---|---|---|---|
| D.A. DAVIDSON & CO. | 2023-09-28 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-05-12 | 2023-09-22 | — |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | 2008-12-04 | 2009-04-15 | — |
| JOHN HANCOCK DISTRIBUTORS LLC | 2004-05-05 | 2006-12-31 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2003-12-31 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2003-04-02 | 2003-07-01 | — |