LIET C HAN

LIET C HAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2025-06-11presentYes
NEWEDGE ADVISORS, LLC2025-05-152025-06-10
AMERIPRISE FINANCIAL SERVICES, LLC2018-02-162025-05-20
J.P. MORGAN SECURITIES LLC2012-10-012018-01-05
CHASE INVESTMENT SERVICES CORP.2009-12-182012-10-01
AMERIPRISE FINANCIAL SERVICES, LLC2004-03-082009-12-14

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