SHANNON JAMES BENE

SHANNON JAMES BENE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with EMPIRICAL FINANCIAL SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
EMPIRICAL FINANCIAL SERVICES, LLC2021-02-22presentYes
HARRISDIRECT LLC2018-04-122021-03-05
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2013-08-292018-03-21
TD AMERITRADE, INC.2013-08-072018-03-21
STRATEGIC ADVISERS LLC2007-01-222013-07-16

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