NEAL IRA RUTMAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2019-07-02 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-10-28 | 2019-07-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-11-06 | 2011-11-07 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2008-10-17 | 2009-10-23 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-05-15 | 2008-10-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-05-14 | 2003-05-01 | — |