Sean Patrick Roche is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-12-11 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2018-04-02 | 2024-12-11 | — |
| SANTANDER SECURITIES LLC | 2015-09-11 | 2018-04-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-08-26 | 2015-09-03 | — |
| PNC WEALTH MANAGEMENT | 2009-05-08 | 2011-08-29 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2007-04-27 | 2009-05-04 | — |