JAMES WILLIAM UGONE is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with NOVEM GROUP.
| Firm | From | To | Current |
|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | 2014-12-04 | 2014-12-31 | — |
| NOVEM GROUP | 2014-11-10 | present | Yes |
| AMERICAN PORTFOLIOS ADVISORS, INC | 2006-11-08 | 2014-11-24 | — |