Gregory Stuart Swindling

Gregory Stuart Swindling is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2023-06-23presentYes
FISHER ASSET MANAGEMENT, LLC2020-12-162023-05-17
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2015-09-082020-11-13
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2007-07-302015-08-27
TD AMERITRADE, INC.2007-07-302015-08-27
LPL FINANCIAL LLC1998-10-292002-08-09

More