James JOSEPH Sheehan

James JOSEPH Sheehan is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (8)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2022-01-31presentYes
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2016-02-162023-09-07
TD AMERITRADE, INC.2016-02-162022-10-14
WELLS FARGO CLEARING SERVICES, LLC2012-03-282016-02-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232011-12-20
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-12-112009-10-23
WELLS FARGO CLEARING SERVICES, LLC2003-11-072005-12-31
WELLS FARGO CLEARING SERVICES, LLC2000-10-012002-07-29

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