RICHARD WARREN FLECCA

RICHARD WARREN FLECCA is an investment adviser representative (IAR) with state registration records since 2000, appearing at 8 firms. Currently registered with INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC.

Registration history (9)

FirmFromToCurrent
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2019-12-06presentYes
CETERA ADVISORS LLC2019-02-012019-12-12
WELLS FARGO CLEARING SERVICES, LLC2016-01-042019-02-27
LPL FINANCIAL LLC2012-06-292016-01-14
AMERIPRISE FINANCIAL SERVICES, LLC2008-11-122012-07-06
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-09-112008-11-11
MORGAN STANLEY DW INC.2004-07-122006-09-22
A. G. EDWARDS & SONS, INC.2003-11-142004-07-13
WELLS FARGO CLEARING SERVICES, LLC2000-12-202002-08-12

More