Alfredo Armando Rosas

Alfredo Armando Rosas is an investment adviser representative (IAR) with state registration records since 2008, appearing at 8 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (10)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2022-01-23presentYes
TRUIST ADVISORY SERVICES, INC.2021-02-172022-01-18
BB&T SECURITIES, LLC2019-05-222021-02-17
MORGAN STANLEY SMITH BARNEY LLC2017-07-312019-05-17
J.P. MORGAN SECURITIES LLC2014-10-062017-06-14
J.P. MORGAN SECURITIES LLC2012-10-012013-10-04
CHASE INVESTMENT SERVICES CORP.2012-08-142012-10-01
MORGAN STANLEY SMITH BARNEY LLC2010-06-222012-08-01
UBS FINANCIAL SERVICES INC.2010-01-012010-05-21
UBS INTERNATIONAL INC.2008-03-122010-01-01

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