KEVIN JAMES APPELBAUM

KEVIN JAMES APPELBAUM is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with OSAIC WEALTH, INC..

Registration history (8)

FirmFromToCurrent
OSAIC WEALTH, INC.2024-01-19presentYes
WOODBURY FINANCIAL SERVICES, INC.2013-09-272024-01-19
LPL FINANCIAL LLC2013-01-172013-09-04
J.P. MORGAN SECURITIES LLC2012-10-012012-12-19
CHASE INVESTMENT SERVICES CORP.2010-05-032012-10-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232010-04-01
BANC OF AMERICA INVESTMENT SERVICES, INC.2009-01-082009-10-23
WAMU INVESTMENTS, INC.2006-02-212009-01-20

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