ANITA En LAM

ANITA En LAM is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (4)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2016-04-29presentYes
HSBC SECURITIES (USA) INC.2013-08-122016-05-02
MORGAN STANLEY SMITH BARNEY LLC2011-11-112013-08-05
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-05-112011-10-18

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