CAROL H KINDER is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-10-29 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2020-11-12 | 2021-10-29 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2012-07-02 | 2020-11-12 | — |
| FIRST ALLIED SECURITIES, INC. | 2010-11-01 | 2012-07-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-02-23 | 2010-11-01 | — |