GEORGE Roger DUFF

GEORGE Roger DUFF is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with GRACE CAPITAL MANAGEMENT, LLC.

Registration history (6)

FirmFromToCurrent
GRACE CAPITAL MANAGEMENT, LLC2009-04-30presentYes
GRACE CAPITAL MANAGEMENT, LLC2009-04-302009-12-31
DUFF & BOYNTON, LLC2007-07-122009-12-16
TRIAD ADVISORS LLC2007-06-292007-07-16
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2005-07-132007-07-02
A. G. EDWARDS & SONS, INC.2002-10-092004-05-10

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