ALLEN LEE FREDERICK is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with FARTHER FINANCE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FARTHER FINANCE ADVISORS, LLC | 2025-04-15 | present | Yes |
| SEQUENT PLANNING, LLC | 2024-07-03 | 2025-04-16 | — |
| CAPITAL MANAGEMENT SERVICES, INC. | 2019-01-02 | 2022-07-08 | — |
| INTEGRITY ALLIANCE, LLC | 2017-03-10 | 2018-10-12 | — |
| WILSHIRE-PENNINGTON GROUP, INC. | 2013-05-08 | 2015-03-18 | — |
| BANKERS & INVESTORS CO. | 2009-08-06 | 2011-05-17 | — |
| INTEGRITY ALLIANCE, LLC | 2008-07-18 | 2009-07-28 | — |
| NATIONAL PLANNING CORPORATION | 2006-07-10 | 2008-04-02 | — |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 2003-05-21 | 2006-07-06 | — |