ROGER STAN BRACKEN

ROGER STAN BRACKEN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with PINNACLE PEAK WEALTH MANAGEMENT LLC.

Registration history (9)

FirmFromToCurrent
PINNACLE PEAK WEALTH MANAGEMENT LLC2019-09-25presentYes
DYNAMIC ADVISOR SOLUTIONS LLC2016-09-132019-12-31
POGSON & MATT WEALTH MANAGEMENT GROUP, LLC2014-12-192016-09-10
TD AMERITRADE, INC.2012-08-282013-12-23
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2011-10-072013-12-23
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2010-10-132010-11-12
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2010-04-082010-07-01
TD AMERITRADE, INC.2010-04-082010-07-01
CHARLES SCHWAB & CO., INC.2008-06-202010-02-16

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