THOMAS CARLOS NIEVES

THOMAS CARLOS NIEVES is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with BFC PLANNING, INC..

Registration history (5)

FirmFromToCurrent
BFC PLANNING, INC.2025-12-12presentYes
CENTAURUS FINANCIAL, INC.2020-01-222025-11-10
SUMMIT FINANCIAL GROUP INC2011-03-182020-01-17
VOYA FINANCIAL ADVISORS, INC.2010-01-192010-12-01
AMERIPRISE FINANCIAL SERVICES, LLC1997-12-152003-09-17

More