DAVID FIELDING HAVENS is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2019-03-14 | present | Yes |
| J.J.B. HILLIARD, W.L. LYONS, LLC | 2013-06-07 | 2019-03-20 | — |
| UBS FINANCIAL SERVICES INC. | 2007-05-25 | 2013-06-17 | — |
| SCOTT & STRINGFELLOW, LLC | 1997-02-03 | 2007-05-31 | — |