Thomas Steven Wegner

Thomas Steven Wegner is an investment adviser representative (IAR) with state registration records since 2006, appearing at 10 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (12)

FirmFromToCurrent
LPL FINANCIAL LLC2024-03-04presentYes
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2023-02-032024-03-05
LPL FINANCIAL LLC2015-08-142023-02-06
CAPE INVESTMENT ADVISORY, INC.2015-04-232015-09-09
WELLS FARGO CLEARING SERVICES, LLC2014-04-112015-03-25
CETERA INVESTMENT ADVISERS LLC2014-01-212014-04-11
CETERA INVESTMENT SERVICES LLC2013-01-112014-01-21
LPL FINANCIAL LLC2010-06-112012-05-25
COLONIAL ASSET MANAGEMENT INC2009-04-232009-10-30
FTB ADVISORS, INC.2008-09-092009-04-17
FIRST HORIZON ADVISORS, INC.2008-07-222009-04-17
RAYMOND JAMES FINANCIAL SERVICES, INC.2006-07-122006-12-04

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