RICHARD HARRIS BERGMAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2021-01-21 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-11-18 | 2021-01-15 | — |
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 2006-03-20 | 2011-12-02 | — |
| MESIROW FINANCIAL, INC. | 2002-05-01 | 2009-12-31 | — |