STEVEN HARMAN MOGUL is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with ARETE WEALTH ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | 2023-06-23 | present | Yes |
| MIRAMAR CAPITAL | 2020-08-26 | 2023-05-16 | — |
| UBS FINANCIAL SERVICES INC. | 2003-11-14 | 2020-09-03 | — |
| MORGAN STANLEY DW INC. | 1998-03-04 | 2003-11-28 | — |