ARETE WEALTH ADVISORS, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 145488). Regulatory assets under management: $2.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Performance, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations, Other.
| Name | Role | Location |
|---|---|---|
| Joshua Dean Rogers | MANAGING MEMBER; MEMBER; PRESIDENT | Lake in the Hills, IL |
| David Carl Hock | CHIEF FINANCIAL OFFICER; MANAGING MEMBER | — |
| Unbo Chung | CHIEF COMPLIANCE OFFICER | — |
| Patti Sue Almanza | CHIEF COMPLIANCE OFFICER | — |
| GREENE JERRY LEE | MANAGING MEMBER | — |
| HOCK DAVID CARL | CHIEF FINANCIAL OFFICER; MANAGING MEMBER | — |
| ROGERS JOSHUA DEAN | MANAGING MEMBER; MANAGING MEMBERCHIEF COMPLIANCE OFFICER; MEMBER (+1 more) | — |
| COOK JOSEPH ANDREW | CHIEF COMPLIANCE OFFICER | — |
| GREER JONATHAN KRAMER | MANAGING MEMBER | — |
| DUENSING THOMAS RICHARD | MANAGING MEMBER | — |
| POLLINA RUSSELL | CLASS B MEMBER | — |
| CHUNG UNBO | CHIEF COMPLIANCE OFFICER | — |
| SCOBY CORRIE FAULK DAVIS | SENIOR DIRECTOR, COMPLIANCE | — |
| David Charles Levine | CEO | — |
| Kathleen Marie Lindh | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-01-17 | civil | THE CONTROVERSY PERTAINS TO RELEASES THE SEC FEELS ARE MISLEADING. THESE RELEASES WERE NOT CREATED, APPROVED, OR DISSEMINATED BY CHUNG OR THE FIRM. | Pending | — |
| — | regulatory | — | — | — |
| — | civil | — | — | — |