TRACY KUO SHEN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with FLORIN GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FLORIN GROUP, LLC | 2013-08-30 | present | Yes |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2012-08-01 | 2013-08-09 | — |
| PARK AVENUE SECURITIES LLC | 2008-08-06 | 2012-08-07 | — |
| PRUCO SECURITIES, LLC | 2003-03-07 | 2008-07-16 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 1999-05-17 | 2003-02-04 | — |