Thomas Patrick Monks is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with NEUBERGER BERMAN BD LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NEUBERGER BERMAN BD LLC | 2025-11-26 | present | Yes |
| HARTFORD FUNDS MANAGEMENT COMPANY, LLC | 2015-05-18 | 2021-09-21 | — |
| FIRST TRUST ADVISORS LP | 2011-11-15 | 2014-12-17 | — |
| INVESCO ADVISERS, INC. | 2010-06-07 | 2011-11-09 | — |
| VAN KAMPEN ADVISORS INC | 2006-02-08 | 2010-06-03 | — |
| MORGAN STANLEY DW INC. | 2005-03-24 | 2006-02-02 | — |