CAROLE LEAH ROMINGER is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with PRASAD WEALTH PARTNERS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PRASAD WEALTH PARTNERS, LLC | 2025-08-27 | present | Yes |
| OSAIC ADVISORY SERVICES, LLC | 2024-11-08 | 2025-08-28 | — |
| ARBOR POINT ADVISORS | 2013-06-28 | 2024-11-08 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2008-10-06 | 2013-07-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2002-05-02 | 2008-10-03 | — |