James M Thornton is an investment adviser representative (IAR) with state registration records since 2001, appearing at 9 firms. Currently registered with VESTGEN ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| VESTGEN ADVISORS, LLC | 2025-10-01 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2020-09-17 | 2025-10-03 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-09-13 | 2020-09-18 | — |
| TLG ADVISORS, INC. | 2012-08-01 | 2013-05-02 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2007-06-20 | 2009-03-05 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2007-06-26 | — |
| MORGAN STANLEY DW INC. | 2007-02-20 | 2007-04-02 | — |
| NATCITY INVESTMENTS, INC. | 2004-09-10 | 2005-03-07 | — |
| HARRISDIRECT LLC | 2001-12-04 | 2003-02-11 | — |