Alan Brokenburr Ray

Alan Brokenburr Ray is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with SQUARE PEG FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
SQUARE PEG FINANCIAL SERVICES, LLC2024-01-09presentYes
ALPHASTAR CAPITAL MANAGEMENT, LLC2019-11-042024-01-02
MUTUAL OF OMAHA INVESTOR SERVICES, INC.2019-04-012019-10-10
NATIONWIDE SECURITIES, LLC2011-03-312019-03-29
SIGMA PLANNING CORPORATION2006-05-222009-05-11
CUNA BROKERAGE SERVICES, INC.2004-08-032006-05-22

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