Bao Q LE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-01-26 | present | Yes |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2021-05-11 | 2023-09-07 | — |
| TD AMERITRADE, INC. | 2021-05-11 | 2022-10-14 | — |
| HARRISDIRECT LLC | 2021-01-14 | 2021-05-07 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2019-11-20 | 2020-12-31 | — |
| TD AMERITRADE, INC. | 2019-11-20 | 2021-01-11 | — |
| PERSONAL CAPITAL ADVISORS CORPORATION | 2017-12-06 | 2019-11-01 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2014-06-02 | 2017-12-04 | — |
| TD AMERITRADE, INC. | 2014-06-02 | 2017-12-04 | — |
| BNY MELLON SECURITIES CORPORATION | 2007-01-08 | 2014-04-08 | — |