Thomas EUGENE Walters is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-01-26 | present | Yes |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-10-20 | 2005-08-08 | — |
| QUICK & REILLY, INC. | 2004-10-15 | 2004-10-20 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-03-14 | 2004-10-05 | — |
| MORGAN STANLEY DW INC. | 2002-06-10 | 2002-12-10 | — |