JAMES A ROBERTS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2022-04-08 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2022-04-12 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2002-04-03 | 2009-10-23 | — |