James Alex Dawes is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2019-10-10 | present | Yes |
| FROST INVESTMENT SERVICES | 2017-10-02 | 2019-01-31 | — |
| CAPITAL ONE ADVISORS, LLC | 2015-04-08 | 2017-09-25 | — |