TRI D NGUYEN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 10 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-08 | present | Yes |
| EMPOWER ADVISORY GROUP, LLC | 2022-08-12 | 2023-08-31 | — |
| LOUIS F. BATMALE | 2020-11-09 | 2022-08-05 | — |
| LPL FINANCIAL LLC | 2020-05-05 | 2022-04-11 | — |
| CUSO FINANCIAL SERVICES, L.P. | 2018-12-18 | 2020-04-15 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2016-09-28 | 2018-04-02 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2012-10-17 | — |
| CHASE INVESTMENT SERVICES CORP. | 2010-11-24 | 2012-10-01 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2006-04-24 | 2010-04-07 | — |
| TD AMERITRADE, INC. | 2003-11-07 | 2010-04-07 | — |