ADOLFO GASPAR SOTOMAYOR

ADOLFO GASPAR SOTOMAYOR is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2021-02-01presentYes
FIRST THINGS FIRST FINANCIAL PLANNING2019-12-202020-12-31
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2016-02-172019-02-01
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2007-04-112012-01-18
TD AMERITRADE, INC.2007-04-112007-04-11

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