Ana M Serna

Ana M Serna is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-09-30presentYes
MORGAN STANLEY SMITH BARNEY LLC2022-03-112022-08-11
BANC OF AMERICA INVESTMENT SERVICES, INC.2003-12-042007-07-12
WELLS FARGO CLEARING SERVICES, LLC2002-10-022003-11-25

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