JAMES THOMAS POWELL

JAMES THOMAS POWELL is an investment adviser representative (IAR) with state registration records since 2000, appearing at 8 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (9)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2021-11-30presentYes
LPL FINANCIAL LLC2019-04-012021-12-08
FIRST HORIZON ADVISORS, INC.2016-01-082019-03-29
MML INVESTORS SERVICES, LLC2015-03-262015-12-24
ALLSTATE FINANCIAL ADVISORS, LLC2012-02-272015-02-26
CETERA INVESTMENT SERVICES LLC2005-08-162011-08-02
FIRST MARKET ADVISORS, INC.2003-01-042006-11-29
WELLS FARGO CLEARING SERVICES, LLC2002-06-202002-11-20
WACHOVIA SECURITIES, INC.2000-03-212002-06-20

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