Susan Margaret Herrick

Susan Margaret Herrick is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2025-01-28presentYes
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2021-10-272024-01-25
AMERIPRISE FINANCIAL SERVICES, LLC2020-09-092021-02-24
NORTHCOAST ASSET MANAGEMENT LLC2016-01-042017-10-24
KOVITZ INVESTMENT GROUP, LLC2009-06-152015-12-31

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